FCA Regulated Businesses

FCA Regulated Businesses

We specialise in advising businesses regulated by the Financial Conduct Authority (FCA) – formerly known as the Financial Services Authority or FSA.

 

FCA regulated businesses such as insurance brokers, insurance administrators and independent financial advisory firms are all examples of businesses we advise on matters, including;
 
  • FCA registration
  • Business structure
  • FCA reporting requirements
  • Client money and asset rules
  • Business acquisitions
  • Business disposals
  • Group restructuring
  • Valuations
We also provide FCA regulated businesses with ongoing compliance services, including accounts production, audit and assurance services, FCA client money audit and reporting, corporation and personal tax planning and compliance.
 
Because we act for a significant number of FCA regulated clients, we are able to find solutions to common problems and advise on changes to the regulatory environment and the way they may impact on your business.

We are Experienced

FCA regulated businesses team
FCA regulated businesses team
Grahame Maughan
Grahame Maughan
Partner
Andrew Cameron
Andrew Cameron
Director
Jon Routledge
Jon Routledge
Director
Michael Hutchinson
Michael Hutchinson
Senior Manager